Senior Compliance Officer
Senior Compliance Officer
Anuncio original
Our mission is to enable everyone to build wealth
We reinvent how trading and investing work by creating exceptional products people love.
Fostering a culture of excellence and high velocity is the key to our success.
Тoday, we serve over 5 million clients, with more than €30 billion in assets under management - a testament to the scale and trust we've built in just a few years.
Purpose of Role
To support the Head of Compliance on all areas relating to regulatory compliance
in the United Kingdom in line with FCA regulations.
What You'll Do
Assist with the day-to-day compliance in line with regulatory and legal requirements and the company's policies and procedures
Performing risk assessments in relation to compliance risks
Assist in the drafting of compliance related reports to the authorities (FCA)
Draft, modify and implement the company's policies, procedures and handbooks, as needed to reflect industry best practices, the evolving regulatory environment and changes to the business
Research, identify and report on a wide variety of compliance related matters due to the introduction of new legislation or best practices
Maintain oversight of the relevant Compliance registers
Assist in the function's strategic planning and decision making
Liaise with auditors/examiners during compliance audits/examinations as assigned
Perform desk-based reviews to the company's functions, systems and procedures as per the Company's Compliance Monitoring Program
What You Need
Bachelor's degree in Law, Finance, Economics or any other relevant field.
Strong attention to detail and ability to work in a high-performance environment
Ability to work independently and as part of a team
A strong drive for excellence and a continuous improvement mindset
Excellent writing skills
Strong time management and organizational abilities
Excellent communication and interpersonal skills
What We Offer
Challenges that will help you grow and realise your potential
Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth
Work with smart, spirited, helpful, high-performing colleagues with a common goal
An environment where nothing is set in stone
Appreciation for your talent and ideas
Generous remuneration package including annual bonuses
Are you ready to accelerate your career with us? We'd love to hear from you!
We thank all applicants, but only candidates selected for an interview will be contacted.
We process applicant data confidentially and in accordance with applicable data protection laws. We may use AI-powered tools to help review applications, but all hiring decisions are made by our human recruitment team. Where required by law, we rely on your consent to use these tools.
You may withdraw this consent or exercise your data protection rights at any time by contacting us.
Candidatura gestionada por Trading 212