Senior Compliance Officer

Trading 212
Trading 212
LondonRemoteCompetitivoPublicado hace 2 díasRemoto: Remoto
🇬🇧Inglés requeridoGlobal complianceFulltime
Trading 212

Senior Compliance Officer

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Our mission is to enable everyone to build wealth

We reinvent how trading and investing work by creating exceptional products people love.

Fostering a culture of excellence and high velocity is the key to our success.

Тoday, we serve over 5 million clients, with more than €30 billion in assets under management - a testament to the scale and trust we've built in just a few years.

Purpose of Role

To support the Head of Compliance on all areas relating to regulatory compliance

in the United Kingdom in line with FCA regulations.

What You'll Do

  • Assist with the day-to-day compliance in line with regulatory and legal requirements and the company's policies and procedures

  • Performing risk assessments in relation to compliance risks

  • Assist in the drafting of compliance related reports to the authorities (FCA)

  • Draft, modify and implement the company's policies, procedures and handbooks, as needed to reflect industry best practices, the evolving regulatory environment and changes to the business

  • Research, identify and report on a wide variety of compliance related matters due to the introduction of new legislation or best practices

  • Maintain oversight of the relevant Compliance registers

  • Assist in the function's strategic planning and decision making

  • Liaise with auditors/examiners during compliance audits/examinations as assigned

  • Perform desk-based reviews to the company's functions, systems and procedures as per the Company's Compliance Monitoring Program

What You Need

  • Bachelor's degree in Law, Finance, Economics or any other relevant field.

  • Strong attention to detail and ability to work in a high-performance environment

  • Ability to work independently and as part of a team

  • A strong drive for excellence and a continuous improvement mindset

  • Excellent writing skills

  • Strong time management and organizational abilities

  • Excellent communication and interpersonal skills

What We Offer

  • Challenges that will help you grow and realise your potential

  • Opportunity to make a big impact - you will build innovative services used by millions of investors to build wealth

  • Work with smart, spirited, helpful, high-performing colleagues with a common goal

  • An environment where nothing is set in stone

  • Appreciation for your talent and ideas

  • Generous remuneration package including annual bonuses

Are you ready to accelerate your career with us? We'd love to hear from you!

We thank all applicants, but only candidates selected for an interview will be contacted.

We process applicant data confidentially and in accordance with applicable data protection laws. We may use AI-powered tools to help review applications, but all hiring decisions are made by our human recruitment team. Where required by law, we rely on your consent to use these tools.
You may withdraw this consent or exercise your data protection rights at any time by contacting us.

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Candidatura gestionada por Trading 212