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Junior Compliance Officer
Junior Compliance Officer
Requisitos
What you'll do
- Support the execution of risk-based compliance monitoring, including data collection, control testing, and evidence gathering.
- Draft working papers and findings reports; track and follow up on remediation actions from monitoring, audit, or regulatory engagements.
- Policy & regulatory change management.
- Assist with the annual policy review cycle: gap analysis, benchmarking, drafting revisions, and maintaining the compliance policy register.
- Monitor the regulatory radar for changes in applicable laws and supervisory guidance; prepare impact assessments.
- Assist in preparing launching new regulated financial products through product compliance assessments.
- Assist in preparing periodic compliance reports and KPI/KRI data for the Management Board, Supervisory Board, and Audit & Risk Committee.
- Help develop and deliver compliance training; track completion and effectiveness metrics.
What you'll bring
- Bachelor’s degree in Law, Business Administration, Finance, Economics, or a related field.
- Around 2 years of experience in compliance, regulatory affairs, risk, or internal audit within financial services or fintech.
- Knowledge of, or demonstrated interest in, European financial regulatory frameworks such as PSD2, EMD2, MiFID, MiFIR, AIFMD, DORA and CRD.
- Proactive, detail-oriented attitude, and the ability to be comfortable managing multiple deliverables in a fast-moving environment.
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About Finom
Finom is a European tech startup headquartered in Amsterdam, and we're on a journey towards revolutionizing the financial landscape for entrepreneurs worldwide. Our mission is to develop an all-in-one financial B2B solution that integrates banking functions, accounting, financial management, and invoicing into a seamless, mobile-first platform.
We recently closed a €115 million Series C equity round (around $133 million), bringing our total funding to approximately $346 million. This significant investment follows a $105 million growth funding round from General Catalyst, a long-term backer since 2021 known for supporting companies like Airbnb, HubSpot, KAYAK, and Stripe.
Finom's platform goes beyond traditional banking, offering invoicing and a growing suite of features, including AI-enabled accounting, aiming to simplify financial management for entrepreneurs. We're actively expanding our reach across key EU markets like Germany, France, the Netherlands, Italy, and Spain.
At Finom, we're not just redefining the entrepreneurial experience - we're empowering our employees to make a real difference. Your work matters, and your impact extends far beyond product metrics. We nurture innovation and an inspiring work environment where bold ideas thrive, prioritizing thorough research, swift implementation of solutions, and ensuring that every effort we make benefits our users, employees, partners, and our business as a whole.
Maintaining our start-up spirit, we prioritize thorough research, swift implementation of solutions, and ensuring that every effort we make benefits our users, employees, partners, and, of course, our business.
About the Role
As a Junior Compliance Officer, you will work within the Compliance domain of the Legal & Compliance department, a second line of defence function providing independent oversight across the organisation. Our compliance scope covers non-client integrity risks and broader regulatory compliance: conflicts of interest, bribery and corruption, internal fraud, misconduct, regulatory integrity and a wide range of financial regulations applicable to our various regulated group entities.
This is a hands-on role with real impact. You'll support the Head of Compliance in forming and executing the annual compliance plan, contribute to monitoring engagements, help maintain our policy framework, and gain direct exposure to regulatory interactions and board-level reporting. It's ideal for someone eager to grow their compliance career in a fast-paced, regulated environment.
Recruitment Process
- CV Review
- Recruiter Interview
- Team/Culture Interview
- Final Interview
What You Will Get In Return
Make a genuine impact on the product
Join our upward trajectory, and grow with us. We provide the resources and opportunities for continuous personal and professional development, empowering you to make a genuine impact on our evolving product.
Work in the EU
Embark on this exciting journey with us and enjoy the flexibility of traveling and working remotely or in a hybrid model across Europe.
Become a stock options holder
Unlock your inner entrepreneur and align your aspirations with ours through our Stock Options Program. This exciting opportunity is available to every team member, from junior team members to our founders.
Receive unwavering support and care
Finom stands by you at every step, embodying our commitment to your well-being and success reflected in our modern, friendly, and eco-conscious corporate culture. We offer constant support and care to ensure your Finom experience is successful and fulfilling.
Work & Swim program
Immerse yourself in our exclusive Work & Swim Program. Spend one month in a comfortable corporate apartment in enchanting Cyprus. It's the ideal opportunity to strike the perfect work-life balance while enjoying breathtaking Mediterranean views.
Equal Opportunity Statement
At Finom, we're an equal opportunity employer and value diversity at our company. We embrace diversity and invite applications from all walks of life. We do not discriminate based on race, religion, color, national origin, gender, sexual orientation, age, marital status, disability status, or other applicable legally protected characteristics.
Candidatura gestionada por Finom